As an individual investor, you can only qualify as a Professional Client if you meet the following criteria:
Have ‘net’ assets of at least $1 million;
Are currently, or have been, over the last two years, an employee in a relevant professional position of a regulated financial institution;
Appear, on reasonable grounds, to have sufficient experience and understanding of relevant financial markets, products or transactions and any associated risks.
Please note: the asset test is based on your net assets, deducting any mortgages or other charges held over the property from the value of the assets. When calculating your net assets, we must exclude the value of the primary residence, if you own it, unless you own more than one home; and, the assets can be directly held by you through legal ownership, or indirectly by beneficial ownership (for example, if you’re a beneficiary in a trust).
Due to regulatory requirements, we would need to obtain sufficient evidence on your status as a PC.
StashAway Management (DIFC) Limited is regulated by the DFSA (license number F006312) for the provision of arranging custody, arranging deals in investments, advising on financial products, and managing assets, with a retail endorsement.
StashAway Management (DIFC) Limited (registration number CL 3982) is established in the DIFC pursuant to the DIFC Companies Law. Its registered address is Unit 1301, Level 13, Emirates Financial Towers, P.O. Box 507051, Dubai International Financial Centre, Dubai, United Arab Emirates.